SCUSA CFTC Disclosures

Scotia Capital (USA) Inc. (“SCUSA”) is registered with the U.S. Commodity Futures Trading Commission (“CFTC”) as a futures commission merchant.  The below information is provided pursuant to CFTC rules to assist SCUSA clients in making an informed decision when choosing a futures commission merchant.

A paper copy of the below will be provided upon request. Please contact CFTCDisclosures@scotiabank.com. Additional information regarding how Scotia Capital (USA) Inc. invests and holds customer funds can be found on the NFA website. Financial information on all futures commission merchants is available from the CFTC.

SCUSA CFTC Disclosures
Title / Description Document Type
CFTC Prescribed Disclosure pdf documnent icon
SCUSA Bespoke Disclosure pdf documnent icon
Daily Statements pdf documnent icon
Monthly Financial Statements pdf documnent icon
Month-end Summaries pdf documnent icon
Annual Financial Statements pdf documnent icon
CFTC 2016 Schedules pdf documnent icon

SCUSA CFTC Disclosures Archive